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SOC 2 Compliance Requirements

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What are SOC 2 Compliance Requirements?

The need of having strong, impenetrable security cannot be emphasized if you are a SaaS provider in the healthcare, finance, or any other business. Malicious entities always have their sights set on the data that your firm generates. Not only that, but strong security is essential for the sound expansion of your company. Any company with an online presence in the modern digital world must pay critical attention to security.

Herein lies the role of security compliance. Your company's security and reputation are immediately enhanced when industry-specific security requirements are followed. The widely used Security and Organization Controls Type 2, or SOC2, is one such standard.

A widely accepted security auditing standard is SOC 2. To receive a SOC2 certificate, your company must fulfill what are known as SOC2 security compliance requirements. The SOC2 compliance requirements and how they can benefit your organization will be covered in detail in this article.

Action Points

  1. The AICPA has established standards for SOC2 compliance that businesses must meet in order to become SOC2 compliant.
  2. The five trust services criteria (TSC)—security, privacy, confidentiality, availability, and processing integrity—form the basis of the SOC2 compliance standards.
  3. The nine common criterion series that make up the security requirements for SOC2 compliance address controls, communications, risk assessments, and monitoring.
  4. Guidelines for safely storing and discarding personally identifiable information, or PII, and any information deemed sensitive are part of the SOC's privacy and confidentiality regulations.
  5. Accessible SOC compliance standards guarantee that interested parties can access data and systems.
  6. In order to guarantee accurate and comprehensive data processing, SOC2 processing integrity criteria are implemented.

What Are SOC2 Compliance Requirements?

The criteria established by the AICPA (Association of International Certified Professional Accountants) are referred to as SOC2 compliance requirements. All organizations aiming to obtain SOC2 compliance certification and clear an audit conducted by an independent auditor must fulfill these requirements.

Whether your business is a SaaS provider, in the healthcare or financial industries, or both, having SOC2 compliance significantly improves the services and security offered by your organization. Other companies that prioritize cybersecurity include data centers, cloud platform providers, and ultimately any other business.

The Trust Services Criteria are five categories that the AICPA uses to group these needs. It consists of:

  1. Security: SOC2 security standards shield data systems against information leakage, unapproved access, and system damage that can interfere with the other SOC2 trust services or your business's capacity to achieve compliance goals.
  2. Privacy: SOC2 privacy regulations guarantee that firm data is gathered, utilized, stored, and disposed of in accordance with SOC2.
  3. Confidentiality: The purpose of this collection of guidelines is to safeguard data that has been classified as confidential.
  4. Processing Integrity: These specifications guarantee that the systems processing of your business is valid, accurate, complete, and permitted to satisfy the requirements of your SOC2 audit.
  5. Availability : Verifies that the data and systems are accessible for usage and processing in order to fulfill the SOC2 goals.

What Are SOC2 Requirements?

As was previously mentioned, the five distinct trust services criteria (TSC) are used to characterize the SOC2 compliance requirements. Let's examine them now.

1. Security Requirements

Since many of the security criteria overlap with the other Trust Services Criteria for system evaluation, they are referred to as common criteria. While the other SOC2 criteria are optional, the first five are required.

CC1 Series – Control Environment

These specifications evaluate the control environment of your business. It verifies staff training, responsibility, and other things. The manner in which your organization demonstrates its dedication to moral principles, cultivates and maintains quality team members, and exhibits an accountable culture are all measured and reviewed. The leadership of your organization and the orderly delegation of duties and reporting are also evaluated.

CC2 Series – Communication and Data

These security criteria examine how well your business displays appropriate data management practices to examine data collection and sharing. Several of the controls included in this set of standards include using pertinent data to support IC and communicating controls and goals to outside stakeholders in an understandable manner.

CC3 Series – Risk Assessment

This set of standards evaluates whether your company uses the most recent and applicable risk assessment methods. It mostly concentrates on financial and technological weaknesses.

Your company must have a defined scope that permits routine risk assessments, such as penetration testing or vulnerability assessments, in order to comply with the risk assessment controls.

You must also demonstrate how you have identified and analyzed every business risk that has the potential to undermine both your company's goals and SOC2 compliance. If and when there are significant changes to your assets, you should also identify and evaluate the risks.

CC4: Monitoring of Controls

This set of requirements focuses on your organization's ability to monitor compliance, including the ability to accurately communicate any inadequacies in internal policies and to regularly assess them. It also chooses and assesses the reporting procedures used by your business.

CC5: Design and Implementation of Controls

The efficacy of your company's compliance effort execution is evaluated to make sure it can integrate different compliance measures into the organization's diverse tech stacks. It verifies if risk mitigation controls and other technological controls have been developed sufficiently to achieve SOC2 objectives, depending on pre-established policies.

CC6: Controls over Logical and Physical Access in SOC 2

The CC6 requirements concern your organization's security capabilities for data access, handling, and deletion procedures as well as compliance methods.

CC7: Systems and Operational Controls for SOC 2

Achieving SOC2 compliance requires having the appropriate operational controls and systems in place. The incident response strategies and capabilities of your organization are the main emphasis of CC7.

CC8: Controls for SOC2 Change Management

This evaluates how well your business handles management changes, policy changes, and the implementation of related procedures.

CC9: SOC2 Risk Mitigation Controls

SOC2 assessments entail examining the safeguards your business has put in place to detect and reduce risks. This covers partner, vendor, and third-party risks in addition to internal hazards.

2. Privacy Requirements

SOC2 privacy rules are policies put in place to assist shield any personally identifiable information (PII) from being accessed by unauthorized parties or from security breaches within your organization.

It's crucial to remember that confidentiality covers all information deemed sensitive, while privacy solely pertains to personal data. SOC2 contains eight privacy requirements that examine different facets of the security of personal data.

  1. ensuring that customers are aware of how and why your organization stores their personal information.
  2. To create appropriate personal data authority, parties must expressly disclose the choices they have over their data.
  3. Make sure the goals your organization has for collecting PII align with those goals.
  4. Make sure your business has the right measures in place for the usage, storage, and disposal of personally identifiable information (PII), such as data encryption, multi-factor authentication, and access restrictions.
  5. Customers should be able to access the PII that your application or company stores in order to make any necessary adjustments, updates, or reviews.
  6. Make sure your business has appropriate PII breach or disclosure notification policies in place that address crucial aspects of informing clients about a breach.
  7. To guarantee the integrity of the stored PII, make sure your company's data storage is accurate, current, and up to date in terms of security.
  8. Verify how well your business responds to inquiries pertaining to personally identifiable information, including monitoring.

3. Confidentiality Requirements

SOC2 confidentiality criteria aid in protecting any data that your organization considers sensitive. Most often, this is accomplished by restricting access to a subset of authorized workers.

Key safeguards outlined in the confidentiality criteria are as follows:

  1. Your organization must identify and protect sensitive information to avoid compromise.
  2. Maintaining appropriate procedures for disposing of private data in order to fulfill your business's SOC2 confidentiality goals.

4. Processing Integrity Requirements

This collection of specifications is intended to assess how well your cloud environment, data processing, and storage meet your company's demands. The primary focus of this set of SOC2 compliance criteria is data management, not data or data security per se. There are five criteria in total:

  1. The effectiveness with which your business interprets its objectives for data processing, from KPIs to corporate objectives.
  2. putting in place rules and guidelines for system inputs that support improved accuracy and corporate objectives.
  3. putting in place sensible rules and regulations to preserve the quality of data processing.
  4. putting rules and processes in place to permit data production for requests from the outside or from within.
  5. keeping up appropriate data storage systems and covering company specifications with policies and procedures.

5. Availability Requirements

This is a reference to the degree of accessibility of your company's services and stored information. Data accessibility is mainly aided by SOC2 compliance standards for availability through monitoring and maintenance. The following controls are listed in accordance with the trust services criteria:

  1. Ensuring the technological capabilities of your organization monitors and controls processing while enabling it to achieve your business goals.
  2. Ensure that your business has appropriate data backup procedures and recovery methods in place to handle any disruptions.
  3. Examine the practicality of your company's recovery plan in the real world.

How Can Cyber Security Help With SOC2 Compliance Requirements?

The 24/7 vulnerability assessment and SOC2 penetration testing services from Cyber Security evaluate your business's online assets as fast and effectively as possible to find flaws that need to be fixed. Cyber Octet accomplishes this by offering risk evaluations in the forms of thorough pentests, assessments, and automatic and manual vulnerability checks. In addition, Cyber Octet offers SOC2 compliance to assist you in determining the areas in which the SOC2 compliance of your assets is compromised.

Our VAPT services assist with:

  1. upholding regulatory compliance with regards to SOC2, HIPAA, PCI-DSS, ISO 27001, and GDPR.
  2. Increased protection for networks, APIs, cloud infrastructure, and mobile and online apps.
  3. identification and closure of security holes and vulnerabilities with differing degrees of severity.
  4. Moving from DevOps to DevSecOps and giving security testing applications in the SDLC the attention they deserve.


SOC2 compliance is a basic requirement for any business wishing to demonstrate its robust privacy and data security protocols. Getting a SOC2 certification is the finest approach to improve your dependability and credibility in the services that your business offers.

SOC2 compliance can only be attained following an audit that evaluates how well your assets adhere to the rules outlined in the SOC2 compliance requirements. Astra Pentest's compliance scans and risk assessments assist you in achieving SOC2 compliance.


SOC2 compliance is essential for businesses because it shows how seriously information security is taken. The strict SOC2 compliance standards make a business and its services more dependable and credible in the eyes of prospective clients.

SOC2 is far more concerned with demonstrating that a business has really implemented crucial data security controls, while ISO 27001 is compliance that offers a scope for data management and information security management systems.

It is not necessary for businesses to comply with SOC2. To proceed with transactions, more and more clients are demanding that vendors present a SOC2 certificate or report. This is crucial since SOC2 compliance indicates that your business's security procedures adhere to certain criteria.